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J. R. R. Tolkien – First Edition Books: Identification Guide

J.R.R. Tolkien
J. R. R Tolkien

John Ronald Reuel Tolkien (1892 – 1973) was an English writer, poet, philologist, and academic, best known as the author of the high fantasy works The Hobbit and The Lord of the Rings.

Tolkien never expected his stories to become popular, but by sheer accident a book called The Hobbit, which he had written some years before for his own children, came in 1936 to the attention of Susan Dagnall, an employee of the London publishing firm George Allen & Unwin, who persuaded Tolkien to submit it for publication. When it was published a year later, the book attracted adult readers as well as children, and it became popular enough for the publishers to ask Tolkien to produce a sequel.

The request for a sequel prompted Tolkien to begin what became his most famous work: the epic novel The Lord of the Rings (originally published in three volumes in 1954–1955). Tolkien spent more than ten years writing the primary narrative and appendices for The Lord of the Rings, during which time he received the constant support of the Inklings, in particular his closest friend C. S. Lewis, the author of The Chronicles of Narnia. Both The Hobbit and The Lord of the Rings are set against the background of The Silmarillion, but in a time long after it.

After Tolkien’s death, his son Christopher published a series of works based on his father’s extensive notes and unpublished manuscripts, including The Silmarillion. These, together with The Hobbit and The Lord of the Rings, form a connected body of tales, poems, fictional histories, invented languages, and literary essays about a fantasy world called Arda and, within it, Middle-earth. Between 1951 and 1955, Tolkien applied the term legendarium to the larger part of these writings.

While many other authors had published works of fantasy before Tolkien, the great success of The Hobbit and The Lord of the Rings led directly to a popular resurgence and the shaping of the modern fantasy genre. This has caused Tolkien to be popularly identified as the “father” of modern fantasy literature—or, more precisely, of high fantasy, as in the work of authors such as Ursula Le Guin and her Earthsea series. In 2008, The Times ranked him sixth on a list of “The 50 greatest British writers since 1945”.

J. R. R. Tolkien – First Edition Identification Guide

Note: This list only includes works published prior to 1977.

How to Identify First Edition books by J. R. R. Tolkien Guide.
YearTitlePublisherFirst edition/printing identification points
1949FARMER GILES OF HAMLondon: George Allen & Unwin Ltd, MCMXLIXBoards. First published in 1949 on © page.
1976THE FATHER CHRISTMAS LETTERSLondon: George Allen & Unwin Ltd, [1976]Boards. First published in 1976 on page [48]. Note: Issued without dust jacket.
1954THE FELLOWSHIP OF THE RINGLondon: George Allen & Unwin Ltd, 1954First published in 1954 on © page.
ALSO: New York: Ballantine Books, [1965]. Wrappers. First Printing: October, 1965 on © page. Ballantine Books U7040 (95¢). [Second edition.] Revised text. Adds new author's "foreword."
ALSO: London: George Allen & Unwin Ltd, [1966]. 16-line printing history on © page with line 16 reading: Second Edition 1966. First hardcover printing of the second edition. Minor variations in foreword, otherwise follows the 1965 Ballantine text. Collected later as part of one of THE LORD OF THE RINGS.
1937THE HOBBIT OR THERE AND BACK AGAINLondon: George Allen & Unwin Ltd, [1937]First Published in 1937 on © page.
Note: All examined copies of first printing dust jacket misprint "Dodgeson"for "Dodgson" on rear flap.
ALSO; London: George Allen and Unwin Ltd, [1951]. Second edition [fifth impression]. Revised text.
ALSO: London: Unwin Books, [1966]. Wrappers. 16-line printing history on © page with line 16 reading: Third edition (sixteenth impression) 1966. Additional textual revisions.
ALSO: [London]: Longmans, [1966]. Boards. First published 1937/Second edition (fifth impression) 1951/Third edition (sixteenth impression) published in the Heritage of Literature Series in 1966 by arrangement with Messrs. George Allen & Unwin Ltd. on © page. First hardcover printing of the third edition.
Note: Whitaker's Cumulative Book List cites June 1966 as month of publication for both Allen and Unwin and Longmans editions. Possibly published simultaneously but the Longmans edition may precede. The British Library received the Longmans edition on 6 June 1966 and the Allen and Unwin edition on 11 July 1966.
1968THE LORD OF THE RINGSLondon: George Allen and Unwin Ltd, [1968]Wrappers. First published in one volume 1968 on © page. Reprint. Collects THE FELLOWSHIP OF THE RING, THE TWO TOWERS, and THE RETURN OF THE KING. Lacks index and appendices, save for "A Part of the Tale of Aragorn and Arwen."
Note: A Canadian variant was probably produced during the same print run. This issue bears the imprint Thomas Nelson and Sons (Canada) Ltd on the title page, includes the following statement on the © page: George Allen & Unwin Ltd have authorized this edition for sale in Canada by Thomas Nelson & Sons (Canada) Ltd, page [1080] is blank, and the publisher's spine imprint reads NELSON.
ALSO: London: George Allen and Unwin Ltd, [1969]. This India paper edition first published 1969 on © page. First hardcover one-volume edition. Follows second edition text and includes the six appendices and index.
1955THE RETURN OF THE KINGLondon: George Allen & Unwin Ltd, 1955First published in 1955 on © page.
ALSO: New York: Ace Books, Inc., [1965]. Wrappers. No statement of printing on © page. Ace Science Fiction Classic A-6 (75¢). Abridged. Does not contain appendices. Text follows the 1955 Allen & Unwin edition.
ALSO: New York: Ballantine Books, [1965]. Wrappers. First printing: December, 1965 on © page. Ballantine Books U7042 (95¢). [Second edition.]. Revised text; adds index.
ALSO: London: George Allen & Unwin Ltd, [1966]. 12-line printing history on © page with line 12 reading: Second Edition 1966. First hardcover printing of the second edition. Follows the 1965 Ballantine text. Collected later as part three of THE LORD OF THE RINGS. THE SILMARILLION. International publication date was 19 September 1977.
Three editions, simultaneous publication but priority of printing probably as indicated:
  • (1) Allen & Unwin export edition London: George Allen & Unwin, [1977]. First published in 1977 on © page. Printer's imprint at base of © page reads Printed in Great Britain I in 11 on 12 point Imprint type/by William Clowes & Sons, Limited/London, Beccles and Colchester. Dust jacket has no printed price. Background color of dust jacket design is midnight blue. Note: Allen & Unwin dummy copies occur in two states, priority as listed: (A) Publisher's imprint on title page reads London/George Allen & Unwin Ltd/Ruskin House Museum Street; Only the publisher's prefix 0 04 of the ISBN number is present on © page; 23 chapters listed on contents page. (B) Publisher's imprint on title page reads London/George Allen & Unwin/Boston Sydney; ISBN 0 04 823139 8 on © page; 24 chapters listed on contents page. Both bear the William Clowes & Sons imprint on © page. Export edition is per dummy "B."
  • (2) Allen & Unwin domestic edition London: George Allen & Unwin, [1977], First published in 1977 on © page. Printer's imprint at base of © page reads Printed in Great Britain by offset lithography by/Billing & Sons Ltd, Guildford, London and Worcester. Dust jacket has PRICE NET £4.95 UN U.K. ONLY in lower right comer of front flap. Background color of dust jacket design is purple.
  • (3) Houghton Mifflin edition. Boston: Houghton Mifflin Company, 1977. First printing/First American Edition on © page. Two printings, probable priority as listed: (A) Green cloth, cover stamped in copper and silver; printed on white wove paper; no loss of text at the end of lines 27-32 on page 229. Note: Publisher's advance copy thus. (B) Green cloth, cover stamped in gold and silver; loss of text at the end of lines 27-32 on page 229. Two variants: (a) Printed on white wove paper; (b) Printed on cream wove paper.
Notes: (1) First printing run was set at 150,000 copies but prepublication orders raised the first printing order to 325,000 copies. Five additional printings totaling 375,000 copies followed immediately. The first four of these reprintings totaling 200,000 copies were produced by the printer and binder of the first printing, the fifth reprinting of 175,000 copies prepared simultaneously at another press. A comparison of copies within the 325,000 copy "first printing" indicates at least two printings. (2) Misprint Father Giles of Ham, page [3], line 7, present in all copies marked First printing/First American Edition. It is not an issue point.
1967SMITH OF WOOTTON MAJORLondon: George Allen & Unwin Ltd, [1967]First published in 1967 on © page. Note: Issued without dust jacket.
1966THE TOLKIEN READERNew York: Ballantine Books, [1966]Wrappers. First Edition: September, 1966 on © page. A Ballantine Book U7038 (95¢)
1964TREE AND LEAFLondon: George Allen & Unwin Ltd, [1964]Boards. First published... 1964 on © page. Includes essay "On Fairy Stories, "short story "Leaf by Niggle," and an introductory note.
1975TREE AND LEAF/SMITH OF WOOTTON MAJOR/THE HOMECOMING OFBEORHTNOTH BEORHTHELM'S SON[London]: Unwin Books, [1975] Wrappers. Unwin Books Edition 1975 on © page. Note: "The Homecoming of Beorhtnoth Beorhthelm's Son, "a verse play, is first collected here in a Book solely by Tolkien; fiction is reprinted from earlier books.
1954THE TWO TOWERSLondon: George Allen & Unwin Ltd, 1954First published in 1954 on © page.
ALSO: New York: Ballantine Books, [1965]. Wrappers. First Printing: November, 1965 on © page. Ballantine Books U7041 (95¢). [Second edition.] Revised text.
ALSO: London: George Allen & Unwin Ltd, [1966]. 13-line printing history on © page with line 13 reading: Second Edition 1966. First hardcover printing of second edition. Follows the 1965 Ballantine text. Collected later as part two of THE LORD OF THE RINGS.

J. R. R. Tolkien – First Printing Dust Jacket Identification Points

Gallery of First state Dust Jackets of Tolkien’s works. Only includes the first appearance in book form. Either the UK or US edition and does not include later printings.

Reference:

  • Wikipedia
  • L. W. Currey, Science Fiction and Fantasy Authors: A Bibliography of First Printings of Their Fiction and Selected Nonfiction.

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